INVESTMENT BANKING

Acted as Co-Lead Underwriter in a $65.5 million secondary offering. – Closed Sept 2024. Hammond Power Solutions is a leading manufacturer of dry-type transformers in North America. Designing and producing a diverse array of standard and custom transformers, which are exported worldwide for use in electrical equipment and systems.

Acted as co-underwriter in an ≈ $100,000,000 offering of common shares. – closed June 2024. Adentra distributes architectural products to fabricators, home centers, and professional dealers.

Acted as Advisor to Evans Hunt Group on the sale to a private buyer – closed May 2024. Evans Hunt is a design agency with expertise in marketing, strategy, branding, site development and more.

Acted as Underwriter in a $7,000,000 offering of units – closed March 2024. Enterprise is a consolidator of services-including specialized equipment rental to the energy/resource sector.

Acted as Co-Underwriter in a $80,000,000 bought deal offering of convertible debentures – closed Nov 2023. Coelacanth is an oil and gas exploration and development company.

Acted as Co-Underwriter in a $48,300,000 bought deal offering of convertible debentures – closed Oct 2023.

Acted as Underwriter in a $17,250,258 Short-Form Prospectus Offering of CDE Flow-Through Common Shares- closed March 2023.  Yangarra is a company that focuses on exploration, development, and production of clean natural gas and conventional oil in western Canada.

Acted as Sole Agent in a $3,500,000USD Private Placement Offering of Units – closed January 2023. The Fund will participate in a pool of diversified senior United States life insurance policies.

Acted as Co-Underwriter in a $17,002,370 LIFE and Private Placement Offering of Common Shares – closed December 2022. Vecima helps their customers evolve their networks with cloud-based solutions that deliver ground-breaking speed, superior video quality, and exciting new services to their subscribers.

Acted as Advisor to Black Diamond Group Limited on their strategic acquisition of an Ontario based modular rental company for $54.5 million – closed October 2022. Black Diamond is a specialty rentals and industrial services company with two operating business units – Modular Space Solutions (MSS) and Workforce Solutions (WFS).

Acted as Co-Underwriter in a $26,624,640 Short-Form Prospectus Offering of Common Shares – closed August 2022. The goal of Stampede Drilling is to provide the safest and most efficient drilling services. High quality equipment and experienced field staff provide the foundation for Stampede Drilling to be a leader in the oil & gas industry.

Acted as Advisor to Premier Health of America Inc. on the acquisition of Canadian Health Care Agency – closed April 2022. Premier Health is a leading Canadian Healthtech company that provides a comprehensive range of outsourced services solutions for healthcare needs to governments, corporations, and individuals.

Acted as Sole Underwriter in a $12,121,000 Short-Form Prospectus Offering of CDE Flow-Through Common Shares- closed March 2022.  Journey is a Canadian exploration and production company focused on oil-weighted operations in western Canada.

Acted as Co-Underwriter in a $350,000,000 Private Placement Offering of Senior Notes – closed February 2022. AutoCanada is a leading North American multi-location automobile dealership group operating 78 franchised dealerships, comprised of 28 brands.

Acted as Co-Underwriter in a $65,000,000 Short-Form Prospectus Offering of Senior Unsecured Debentures – closed February 2022. Alaris, through its subsidiaries, provides alternative financing to private companies in exchange for distributions, dividends and interest with the principal objective of generating stable and predictable cash flows for dividend payments to its unitholders.

Acted as Co-Lead Underwriter in a $8,627,300 Base Shelf Prospectus Offering of Common Shares – closed December 2021. Redishred Capital Corp. is the owner of the PROSHRED® trademarks and intellectual property in the United States and Internationally. PROSHRED® shreds and recycles confidential documents and proprietary materials for thousands of customers in the United States in all industry sectors.

Acted as Co-Underwriter in a $11,509,200 Short-Form Prospectus Offering of Subscription Receipts- closed October 2021.

Acted as Co-Underwriter in a $148,548,400 Short-Form Prospectus Offering of Common Shares – closed September 2021. Park Lawn provides goods and services associated with the disposition and memorialization of human remains. Products and services are sold on a pre-planned basis (pre-need) or at the time of a death (at-need). Park Lawn and its subsidiaries own and operate businesses including cemeteries, crematoria, funeral homes, chapels, planning offices and a transfer service.

Acted as Co-Underwriter in a $161,025,000 Initial Public Offering of Common Shares – closed August/September 2021. Tidewater Renewables has been formed to become a multi-faceted, energy transition company. The company intends to focus on the production of low carbon fuels, including renewable diesel, renewable hydrogen and renewable natural gas, as well as carbon capture through future initiatives.

Acted as Co-Underwriter in a $23,001,150 Short-Form Prospectus Offering of Flow-Through Shares- closed May 2021.

Acted as Co-Underwriter in a $11,501,840 Short-Form Prospectus Offering of Units – closed March 2021. Inner Spirit Holdings is a franchisor and operator of Spiritleaf recreational cannabis stores across Canada.

Acted as Lead Underwriter in a $31,640,812 Short-Form Prospectus Offering of Common Shares – closed March 2021. Points is a trusted partner to the world’s leading loyalty programs, leveraging its unique Loyalty Commerce Platform to build, power, and grow a network of ways members can get and use their favourite loyalty currency.

Acted as Lead Underwriter in a $35,403,910 Short-Form Prospectus Offering of Common Shares – closed March 2021. Pollard Banknote is a leading lottery partner to more than 60 lotteries worldwide, providing high quality instant ticket products, licensed games, Schafer Systems and Fastrak retail merchandising solutions, and a full suite of digital offerings, ranging from world-class mkodo game apps to comprehensive player engagement and iLottery solutions, including strategic marketing and management services.

Acted as Sole Underwriter in a $7,486,500 Short-Form Prospectus Offering of Common Shares – closed February 2021. Premier Health is a leading Canadian Healthtech company that provides a comprehensive range of outsourced services solutions for healthcare needs to governments, corporations, and individuals.

Acted as Co-Underwriter in a $20,000,075 Short-Form Prospectus Offering of Common Shares – closed November 2020. VIQ Solutions is a global provider of secure, AI-driven, digital voice and video capture technology and transcription services.

Acted as Co-Underwriter in a $46,000,000 Short-Form Prospectus and Private Placement Offering of Debentures – closed October 2020. IBI Group is a technology-driven design firm with global architecture, engineering, planning, and technology expertise spanning over 60 offices and 2,700 professionals around the world.

Acumen Capital provided a Fairness Opinion to the Board of Director. Alaris converted from a corporation to an income trust. – July 2020.

Acted as Co-Underwriter in a $80,513,800 Shelf Prospectus Offering of Common Shares – closed July 2020. Sangoma Technologies is a trusted leader in delivering Unified Communications and Unified Communications as a Service (UCaaS) solutions for SMBs, Enterprises, OEMs, Carriers and service providers.

Acted as Co-Underwriter in a $69,018,400 Shelf Prospectus Offering of Common Shares – closed February 2020. Calian sells its diverse services through four segments: Advanced Technologies, Health, Learning, and Information Technology, which support a wide array of industry, public, and government related contracts.

Acted as Co-Underwriter in a $22,031,750 Short-Form Prospectus Offering of Subscription Receipts – closed November 2019. H2O is a leader in customized water and wastewater treatment solutions using membrane technologies. H2O designs, fabricates, and operates integrated water treatment systems for municipal, industrial, and commercial users.

Acumen acted as a Financial Advisor to Black Diamond Group in the acquisition of Aero Travel Ltd for an undisclosed amount. Closed October 2019.

Acted as Co-Agent in a $2,324,423 Private Placement Offering of Common Shares – closed October 2019. Diamond Estates Wine & Spirits operates wineries in Ontario and British Columbia, and distributes wine and other alcoholic beverages through its wholly-owned subsidiary, Kirkwood Diamonds Canada.

Acted as Lead Underwriter in a $11,249,900 Private Placement of Common Shares – closed July 2019. Redishred Capital Corp is the owner of the PROSHRED® trademarks and intellectual property in the United States and Internationally. PROSHRED® shreds and recycles confidential documents and proprietary materials for thousands of customers in the United States in all industry sectors.

Acted as Co-Underwriter in a $100,000,000 Short-Form Prospectus Offering of Convertible Unsecured Debentures – closed June 2019. Alaris provides alternative financing to a diversified group of private companies (“Private Company Partners”) in exchange for royalties or distributions from the Private Company Partners, with the principal objective of generating stable and predictable cash flows for dividend payments to its shareholders.